Compliance Intelligence Graph
Capabilities

Model Risk Management

Risk assess GenAI and LLMs using ComplyGraph building blocks for internal, vendor, and partner models.

AI Model Risk Management Program

DescriptionComprehensive LLM validation and governance
StatusActive

Metadata

NameValue
Model typeLarge Language Model (GPT-4 variant)
Use caseFinancial document analysis & compliance reporting
Regulatory frameworkSR 11-7, EU AI Act, NIST AI RMF, OCC Guidelines
Risk levelHigh-risk AI system
Model parameters175B parameters
Last validation2025-07-15
Next review2025-10-15
Validation teamAI Governance, Model Risk, Compliance
Connected Platform

Integrated Building Blocks

ComplyGraph model risk management leverages core platform capabilities to deliver comprehensive assessment and governance.

Knowledge Base

Instant access to AI regulations, model governance frameworks, and compliance guidance for LLM deployments.

AI Model Risk Management

Name
AI Governance Frameworks
SR 11-7 Model Risk Management.pdf
EU AI Act Compliance Guide.pdf
NIST AI Risk Management Framework.pdf
OCC Model Risk Management Guidelines.pdf
LLM Model Documentation
Model Development Lifecycle.docx
Training Data Provenance Report.pdf
Model Validation Procedures.docx
Hallucination Detection Framework.pdf
Risk Assessment Templates

Document Intelligence

AI-powered analysis automatically processes model documentation and identifies risk and compliance gaps.

LLM Model Risk Assessment

AI Analysis
Analysis reveals 4 critical model risk gaps requiring immediate attention...
Training data provenance documentation incomplete
Hallucination detection mechanisms missing
Data leakage prevention controls inadequate
Bias assessment framework not implemented
Click to view full analysis →

Workflow Automation

Intelligent workflows coordinate model validation teams, governance approvals, and risk assessment processes.

AI Model Risk Assessment Workflow

Select model documentation and choose a risk assessment workflow to generate comprehensive AI governance insights

Model Documents7
SR 11-7 Model Validation

Comprehensive model validation following Federal Reserve guidelines

Bias & Fairness Assessment

Evaluate model fairness across demographic groups and languages

Hallucination Detection

Identify and prevent false information generation

Data Leakage Prevention

Audit and prevent training data exposure in outputs

Performance Drift Monitoring

Continuous monitoring of model performance degradation

EU AI Act Compliance

High-risk AI system compliance assessment

Selected Model Documents (7)

SR 11-7 Model Validation Report.pdf
Training Data Provenance Documentation.docx
Model Performance & Drift Analysis.pdf
Bias & Fairness Assessment Report.docx
Hallucination Detection Test Results.pdf
Data Leakage Prevention Controls.docx
Model Governance Framework.docx

Risk Assessment Workflow Preview

Selected:Bias & Fairness Assessment

Evaluate model fairness across demographic groups and languages

Transform Your AI Model Risk Management

LLM risk management that leverages our integrated platform delivers enterprise-grade governance and regulatory compliance.

Compliance Technology Specialists collaborating

Compliance Technology Specialists

More than just a technology platform, we're also data and software experts with hands-on experience in banking and fintech. From custom integrations to tailored AI workflows, we build tools to empower and scale your compliance team.