ComplianceIntelligence
Power your regulatory data, documents, and workflows in the AI platform built for compliance.
Regulatory Knowledge Base
BSA/AML Compliance Assessment
Based on my analysis of your BSA/AML policies against regulatory requirements, there is strong coverage in most areas, with specific gaps in enhanced due diligence procedures.
Current Coverage
Regulatory Knowledge Base
BSA/AML Compliance Assessment
Based on my analysis of your BSA/AML policies against regulatory requirements, there is strong coverage in most areas, with specific gaps in enhanced due diligence procedures.
Current Coverage
“I love that ComplyGraph provides results through a compliance lens compared to other AI programs.”
Senior Compliance Examiner, Regulatory
“Using ComplyGraph is at least 80% faster than our previous manual processes.”
Chief Executive Officer, Bank-Fintech Partnerships
“ComplyGraph helps me tap into a company's compliance and legal knowledge base quickly and easily.”
General Counsel & Chief Compliance Officer
Tailored automations for regulated industries
ComplyGraph provides purpose-built solutions for high-performing compliance teams.
Capabilities
Model Risk Management
Comprehensive model governance with validation, monitoring, and risk assessment tools.
Due Diligence
Automated vendor and third-party risk assessments with comprehensive reporting.
Gap Analysis
Identify compliance gaps and prioritize remediation efforts with data-driven insights.
Risk Assessments
Standardized risk assessment frameworks with automated scoring and reporting.
Reporting
Real-time dashboards and automated reports for stakeholders and regulators.
Industries
Banking
Transform compliance across BSA/AML, vendor management, model risk, and regulatory reporting.
Fintech
Scale compliance infrastructure without massive team expansion or traditional IT resources.
Card Issuing
Scale credit decisions, fraud prevention, and portfolio management with AI-powered automation.
Merchant Acquiring
Automate merchant underwriting, chargeback management, and PCI compliance.
Receivables Management
Navigate FDCPA compliance while maximizing collection effectiveness and customer retention.
Wealth Management
Streamline client onboarding, investment due diligence, and regulatory reporting.
Purpose Built for
Compliance Teams
General purpose AI tools are useful for many tasks, but regulatory compliance is too important to risk any hallucinations. ComplyGraph is built from the ground up to use primary sources, respond with direct citations, and connect with your existing services.
Data protected at multiple security levels
Models don't train on or retain private data
Fully auditable and traceable for regulators
Regulation-specific AI platform
From knowledge management to document intelligence and workflow automation, our AI-powered platform transforms how compliance teams work.
Centralized compliance library
Access laws, regulations, policies, and procedures instantly. Our AI-powered knowledge base provides intelligent search, automated updates, and seamless collaboration for your compliance team.
Banking Regulations
External • 3 documents
Partnership Policies
Internal • 3 documents
BSA Section 314(b) - Information Sharing
Updated 2 days ago • 95% match
BSA Section 314(b) updated
Drop model risk documents here
LLM_Model_Validation_Report.pdf
2.3 MB • Analyzing...
LLM Model Risk Assessment
Based on my analysis of your Large Language Model validation documentation, there is strong coverage in model governance, with specific gaps in bias testing procedures.
Key Findings
AI-powered compliance data, documents, and spreadsheets
From research to risk assessments to reporting, ComplyGraph helps the best compliance teams work even better.
Automate compliance processes from start to finish
Create intelligent workflows for both ad hoc and recurring compliance tasks. Monitor processes in real-time and integrate with your existing systems seamlessly.
Start
Model Validation Review
Risk Assessment
Evaluate model performance
Approval
Model Risk Officer review
Complete
Generate validation report
Step 2 of 4 complete
Compliance Technology Specialists
More than just a technology platform, we're also data and software experts with hands-on experience in banking and fintech. From custom integrations to tailored AI workflows, we build tools to empower and scale your compliance team.